Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KIN FUNG
Chinese Name of Relevant Individual
何建峰
HKMA Registration Number
AH7438
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2018 - 27 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2018 - 27 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Oct 2018 - 27 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2018 - 26 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2018 - 26 Aug 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KIN FUNG
:
Chinese Name of Relevant Individual
何建峰
:
HKMA Registration Number
AH7438
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7438
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Oct 2018 - 27 Jun 2020
No
AH7438
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Oct 2018 - 27 Jun 2020
No
AH7438
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Oct 2018 - 27 Jun 2020
No
AH7438
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Mar 2018 - 26 Aug 2018
No
AH7438
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Mar 2018 - 26 Aug 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.