Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, NGA KI
Chinese Name of Relevant Individual
姚雅琪
HKMA Registration Number
AH7458
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2019 - 23 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2019 - 23 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Sep 2019 - 23 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Mar 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, NGA KI
:
Chinese Name of Relevant Individual
姚雅琪
:
HKMA Registration Number
AH7458
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7458
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Sep 2019 - 23 Jul 2021
No
AH7458
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Sep 2019 - 23 Jul 2021
No
AH7458
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Sep 2019 - 23 Jul 2021
No
AH7458
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Mar 2018 - 30 Nov 2018
No
AH7458
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Mar 2018 - 30 Nov 2018
No
AH7458
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Mar 2018 - 30 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.