Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PARK, SANG WOOK
Chinese Name of Relevant Individual
朴相昱
HKMA Registration Number
AH7498
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHINHAN BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2020 - 17 Feb 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHINHAN BANK
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2020 - 17 Feb 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHINHAN ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2018 - 24 Dec 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHINHAN ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2018 - 24 Dec 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHINHAN ASIA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
29 Mar 2018 - 24 Dec 2018
Is an Executive Officer? (Yes / No)
Yes
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PARK, SANG WOOK
:
Chinese Name of Relevant Individual
朴相昱
:
HKMA Registration Number
AH7498
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7498
SHINHAN BANK
Type 1: dealing in securities
05 Aug 2020 - 17 Feb 2021
Yes
AH7498
SHINHAN BANK
Type 4: advising on securities
05 Aug 2020 - 17 Feb 2021
Yes
AH7498
SHINHAN ASIA LIMITED
Type 1: dealing in securities
29 Mar 2018 - 24 Dec 2018
Yes
AH7498
SHINHAN ASIA LIMITED
Type 4: advising on securities
29 Mar 2018 - 24 Dec 2018
Yes
AH7498
SHINHAN ASIA LIMITED
Type 9: asset management
29 Mar 2018 - 24 Dec 2018
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.