Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHUNG KEI PAUL
Chinese Name of Relevant Individual
吳松基
HKMA Registration Number
AH7510
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2022 - 14 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2022 - 14 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2019 - 02 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2019 - 02 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2018 - 03 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
29 Mar 2018 - 03 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHUNG KEI PAUL
:
Chinese Name of Relevant Individual
吳松基
:
HKMA Registration Number
AH7510
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7510
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
16 Jul 2022 - 14 Mar 2023
No
AH7510
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
16 Jul 2022 - 14 Mar 2023
No
AH7510
CREDIT SUISSE AG
Type 1: dealing in securities
28 Sep 2019 - 02 Jun 2022
No
AH7510
CREDIT SUISSE AG
Type 4: advising on securities
28 Sep 2019 - 02 Jun 2022
No
AH7510
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Mar 2018 - 03 Jun 2019
No
AH7510
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
29 Mar 2018 - 03 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.