Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, XINYU
Chinese Name of Relevant Individual
王欣宇
HKMA Registration Number
AH7558
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2019 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2019 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Nov 2019 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2019 - 12 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2019 - 12 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Mar 2019 - 12 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2018 - 12 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2018 - 12 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Apr 2018 - 12 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, XINYU
:
Chinese Name of Relevant Individual
王欣宇
:
HKMA Registration Number
AH7558
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7558
UBS AG
Type 1: dealing in securities
28 Nov 2019 - 28 Feb 2023
No
AH7558
UBS AG
Type 4: advising on securities
28 Nov 2019 - 28 Feb 2023
No
AH7558
UBS AG
Type 6: advising on corporate finance
28 Nov 2019 - 28 Feb 2023
No
AH7558
UBS AG
Type 1: dealing in securities
25 Mar 2019 - 12 Apr 2019
No
AH7558
UBS AG
Type 4: advising on securities
25 Mar 2019 - 12 Apr 2019
No
AH7558
UBS AG
Type 6: advising on corporate finance
25 Mar 2019 - 12 Apr 2019
No
AH7558
UBS AG
Type 1: dealing in securities
06 Apr 2018 - 12 Apr 2018
No
AH7558
UBS AG
Type 4: advising on securities
06 Apr 2018 - 12 Apr 2018
No
AH7558
UBS AG
Type 6: advising on corporate finance
06 Apr 2018 - 12 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.