Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HAU YEE
Chinese Name of Relevant Individual
王巧儀
HKMA Registration Number
AH7562
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2019 - 04 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2019 - 04 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2018 - 27 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2018 - 27 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HAU YEE
:
Chinese Name of Relevant Individual
王巧儀
:
HKMA Registration Number
AH7562
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7562
CHONG HING BANK LIMITED
Type 1: dealing in securities
17 Jul 2019 - 04 Mar 2020
No
AH7562
CHONG HING BANK LIMITED
Type 4: advising on securities
17 Jul 2019 - 04 Mar 2020
No
AH7562
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Apr 2018 - 27 Apr 2019
No
AH7562
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Apr 2018 - 27 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.