Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, ZHUOYI
Chinese Name of Relevant Individual
李卓异
HKMA Registration Number
AH7565
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2021 - 27 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2021 - 27 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2018 - 29 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2018 - 29 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Apr 2018 - 29 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, ZHUOYI
:
Chinese Name of Relevant Individual
李卓异
:
HKMA Registration Number
AH7565
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7565
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
15 May 2021 - 27 Aug 2021
No
AH7565
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
15 May 2021 - 27 Aug 2021
No
AH7565
NATIXIS
Type 1: dealing in securities
07 Apr 2018 - 29 Jan 2019
No
AH7565
NATIXIS
Type 4: advising on securities
07 Apr 2018 - 29 Jan 2019
No
AH7565
NATIXIS
Type 6: advising on corporate finance
07 Apr 2018 - 29 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.