Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, XIN
Chinese Name of Relevant Individual
于欣
HKMA Registration Number
AH7573
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY
Remarks
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
SFC CE number
AYT305
Business Address
30/F, SPD BANK TOWER, ONE HENNESSY, 1 HENNESSY ROAD, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2020 - 26 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2020 - 26 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2018 - 26 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2018 - 26 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
07 Apr 2018 - 26 Sep 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, XIN
:
Chinese Name of Relevant Individual
于欣
:
HKMA Registration Number
AH7573
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
22 Sep 2023
No
TREASURY
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
22 Sep 2023
No
TREASURY
Name of Registered Institution
SFC CE number
Business Address
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
AYT305
30/F, SPD BANK TOWER, ONE HENNESSY, 1 HENNESSY ROAD, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7573
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
Since 22 Sep 2023
No
AH7573
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
Since 22 Sep 2023
No
AH7573
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
24 Dec 2020 - 26 Sep 2021
No
AH7573
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
24 Dec 2020 - 26 Sep 2021
No
AH7573
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
07 Apr 2018 - 26 Sep 2021
No
AH7573
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
07 Apr 2018 - 26 Sep 2021
No
AH7573
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
07 Apr 2018 - 26 Sep 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.