Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SO TING
Chinese Name of Relevant Individual
李素婷
HKMA Registration Number
AH7597
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2023 - 04 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2023 - 04 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2022 - 28 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2022 - 28 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2018 - 22 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2018 - 22 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SO TING
:
Chinese Name of Relevant Individual
李素婷
:
HKMA Registration Number
AH7597
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7597
CITIBANK, N.A.
Type 1: dealing in securities
15 Mar 2023 - 04 Apr 2023
No
AH7597
CITIBANK, N.A.
Type 4: advising on securities
15 Mar 2023 - 04 Apr 2023
No
AH7597
CITIBANK, N.A.
Type 1: dealing in securities
07 Nov 2022 - 28 Nov 2022
No
AH7597
CITIBANK, N.A.
Type 4: advising on securities
07 Nov 2022 - 28 Nov 2022
No
AH7597
ROYAL BANK OF CANADA
Type 1: dealing in securities
11 Apr 2018 - 22 Jun 2018
No
AH7597
ROYAL BANK OF CANADA
Type 4: advising on securities
11 Apr 2018 - 22 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.