Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, WAI TSANG
Chinese Name of Relevant Individual
歐偉增
HKMA Registration Number
AH7604
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2019 - 06 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2019 - 06 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2018 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2018 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, WAI TSANG
:
Chinese Name of Relevant Individual
歐偉增
:
HKMA Registration Number
AH7604
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7604
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 Apr 2019 - 06 Sep 2019
No
AH7604
DAH SING BANK, LIMITED
Type 4: advising on securities
16 Apr 2019 - 06 Sep 2019
No
AH7604
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
12 Apr 2018 - 24 May 2018
No
AH7604
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
12 Apr 2018 - 24 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.