Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, WAN KIU
Chinese Name of Relevant Individual
許韻喬
HKMA Registration Number
AH7615
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2019 - 27 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2019 - 27 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2018 - 09 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2018 - 09 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FIRST COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2018 - 09 Aug 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, WAN KIU
:
Chinese Name of Relevant Individual
許韻喬
:
HKMA Registration Number
AH7615
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7615
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jul 2019 - 27 Sep 2020
No
AH7615
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jul 2019 - 27 Sep 2020
No
AH7615
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
07 Nov 2018 - 09 Jun 2019
No
AH7615
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
07 Nov 2018 - 09 Jun 2019
No
AH7615
FIRST COMMERCIAL BANK, LTD.
Type 1: dealing in securities
13 Apr 2018 - 09 Aug 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.