Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEONG, YUI ERN
Chinese Name of Relevant Individual
梁毓恩
HKMA Registration Number
AH7616
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2022 - 18 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2022 - 18 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2022 - 18 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2022 - 18 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Mar 2022 - 18 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Mar 2022 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2018 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2018 - 17 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2018 - 16 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEONG, YUI ERN
:
Chinese Name of Relevant Individual
梁毓恩
:
HKMA Registration Number
AH7616
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7616
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Mar 2022 - 18 Feb 2025
No
AH7616
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Mar 2022 - 18 Feb 2025
No
AH7616
DBS BANK LTD.
Type 1: dealing in securities
11 Mar 2022 - 18 Feb 2025
No
AH7616
DBS BANK LTD.
Type 4: advising on securities
11 Mar 2022 - 18 Feb 2025
No
AH7616
DBS BANK LTD.
Type 6: advising on corporate finance
11 Mar 2022 - 18 Feb 2025
No
AH7616
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
11 Mar 2022 - 31 Dec 2024
No
AH7616
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Dec 2018 - 30 Aug 2019
No
AH7616
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Nov 2018 - 17 Nov 2018
No
AH7616
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Apr 2018 - 16 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
