Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, SIN PING
Chinese Name of Relevant Individual
陳倩萍
HKMA Registration Number
AH7662
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE MANAGER
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK JULIUS BAER & CO. LTD.
SFC CE number
AUR302
Business Address
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2024 - 27 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2024 - 27 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2022 - 16 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2022 - 16 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Oct 2022 - 16 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2019 - 11 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2019 - 11 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2018 - 03 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2018 - 03 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, SIN PING
:
Chinese Name of Relevant Individual
陳倩萍
:
HKMA Registration Number
AH7662
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
06 Jun 2026
No
ASSOCIATE MANAGER
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
06 Jun 2026
No
ASSOCIATE MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK JULIUS BAER & CO. LTD.
AUR302
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7662
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
Since 06 Jun 2026
No
AH7662
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
Since 06 Jun 2026
No
AH7662
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jun 2024 - 27 Dec 2025
No
AH7662
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Jun 2024 - 27 Dec 2025
No
AH7662
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Oct 2022 - 16 Jun 2024
No
AH7662
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Oct 2022 - 16 Jun 2024
No
AH7662
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Oct 2022 - 16 Jun 2024
No
AH7662
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jul 2019 - 11 Sep 2022
No
AH7662
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jul 2019 - 11 Sep 2022
No
AH7662
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Apr 2018 - 03 Jul 2019
No
AH7662
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Apr 2018 - 03 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.