Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, XINCHEN
Chinese Name of Relevant Individual
陳昕晨
HKMA Registration Number
AH7668
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2018 - 07 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Nov 2018 - 07 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2018 - 23 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Jul 2018 - 23 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2018 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Apr 2018 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, XINCHEN
:
Chinese Name of Relevant Individual
陳昕晨
:
HKMA Registration Number
AH7668
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7668
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Nov 2018 - 07 Oct 2019
No
AH7668
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
21 Nov 2018 - 07 Oct 2019
No
AH7668
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Jul 2018 - 23 Oct 2018
No
AH7668
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
24 Jul 2018 - 23 Oct 2018
No
AH7668
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Apr 2018 - 18 Jul 2018
No
AH7668
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
19 Apr 2018 - 18 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
