Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, NGA MAN
Chinese Name of Relevant Individual
高雅敏
HKMA Registration Number
AH7671
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES BANCASSURANCE SPECIALIST
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES BANCASSURANCE SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2025 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2025 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 02 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 02 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2018 - 02 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2018 - 02 Apr 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, NGA MAN
:
Chinese Name of Relevant Individual
高雅敏
:
HKMA Registration Number
AH7671
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2025
No
TREASURES BANCASSURANCE SPECIALIST
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 May 2025
No
TREASURES BANCASSURANCE SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7671
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 21 May 2025
No
AH7671
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 21 May 2025
No
AH7671
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Apr 2025 - 15 May 2025
No
AH7671
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Apr 2025 - 15 May 2025
No
AH7671
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 02 Apr 2025
No
AH7671
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 02 Apr 2025
No
AH7671
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Apr 2018 - 02 Apr 2025
No
AH7671
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Apr 2018 - 02 Apr 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.