Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, HUI SANG
Chinese Name of Relevant Individual
黎昫生
HKMA Registration Number
AH7698
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2022 - 28 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2022 - 28 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2020 - 10 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2020 - 10 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2019 - 10 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2019 - 10 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2018 - 02 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2018 - 02 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Apr 2018 - 02 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, HUI SANG
:
Chinese Name of Relevant Individual
黎昫生
:
HKMA Registration Number
AH7698
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7698
BANCO SANTANDER, S.A.
Type 1: dealing in securities
12 Aug 2022 - 28 Apr 2025
No
AH7698
BANCO SANTANDER, S.A.
Type 4: advising on securities
12 Aug 2022 - 28 Apr 2025
No
AH7698
DBS BANK LTD.
Type 1: dealing in securities
01 Sep 2020 - 10 Oct 2021
No
AH7698
DBS BANK LTD.
Type 4: advising on securities
01 Sep 2020 - 10 Oct 2021
No
AH7698
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jun 2019 - 10 Oct 2021
No
AH7698
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jun 2019 - 10 Oct 2021
No
AH7698
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Apr 2018 - 02 Jul 2018
No
AH7698
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Apr 2018 - 02 Jul 2018
No
AH7698
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Apr 2018 - 02 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.