Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHAM, SHUN IN
Chinese Name of Relevant Individual
沈舜姸
HKMA Registration Number
AH7725
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2018 - 07 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2018 - 07 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Apr 2018 - 07 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHAM, SHUN IN
:
Chinese Name of Relevant Individual
沈舜姸
:
HKMA Registration Number
AH7725
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7725
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Apr 2018 - 07 May 2019
No
AH7725
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Apr 2018 - 07 May 2019
No
AH7725
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 Apr 2018 - 07 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.