Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TO, PUI SHAN
Chinese Name of Relevant Individual
杜佩珊
HKMA Registration Number
AH7740
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2021 - 24 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2021 - 24 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2019 - 18 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2019 - 18 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2018 - 29 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2018 - 29 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TO, PUI SHAN
:
Chinese Name of Relevant Individual
杜佩珊
:
HKMA Registration Number
AH7740
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7740
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Aug 2021 - 24 Oct 2021
No
AH7740
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Aug 2021 - 24 Oct 2021
No
AH7740
CHONG HING BANK LIMITED
Type 1: dealing in securities
10 Aug 2019 - 18 Jul 2021
No
AH7740
CHONG HING BANK LIMITED
Type 4: advising on securities
10 Aug 2019 - 18 Jul 2021
No
AH7740
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Apr 2018 - 29 Apr 2019
No
AH7740
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Apr 2018 - 29 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.