Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, LAI SHA
Chinese Name of Relevant Individual

陳麗莎
HKMA Registration Number
AH7754
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MANAGEMENT & MPF MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MANAGEMENT & MPF MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, LAI SHA
:
Chinese Name of Relevant Individual
陳麗莎
:
HKMA Registration Number
AH7754
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
26 Sep 2024
No
FINANCIAL MANAGEMENT & MPF MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
26 Sep 2024
No
FINANCIAL MANAGEMENT & MPF MANAGER