Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LAU, KA KI
Chinese Name of Relevant Individual

劉嘉琦
HKMA Registration Number
AH7762
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Apr 2018
Is an Executive Officer? (Yes / No)
No
Capacity
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Apr 2018
Is an Executive Officer? (Yes / No)
No
Capacity
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, KA KI
:
Chinese Name of Relevant Individual
劉嘉琦
:
HKMA Registration Number
AH7762
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
28 Apr 2018
No
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
28 Apr 2018
No
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)