Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOO, JULIE J
Chinese Name of Relevant Individual
HKMA Registration Number
AH7797
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2024 - 10 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2024 - 10 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
01 Dec 2024 - 10 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2018 - 10 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2018 - 10 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2019 - 30 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2019 - 30 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
01 Mar 2019 - 30 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2018 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2018 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
03 May 2018 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOO, JULIE J
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH7797
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7797
CITIBANK, N.A.
Type 1: dealing in securities
01 Dec 2024 - 10 Mar 2026
No
AH7797
CITIBANK, N.A.
Type 4: advising on securities
01 Dec 2024 - 10 Mar 2026
No
AH7797
CITIBANK, N.A.
Type 9: asset management
01 Dec 2024 - 10 Mar 2026
No
AH7797
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
03 May 2018 - 10 Mar 2026
No
AH7797
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
03 May 2018 - 10 Mar 2026
No
AH7797
CITIBANK, N.A.
Type 1: dealing in securities
01 Mar 2019 - 30 Nov 2024
Yes
AH7797
CITIBANK, N.A.
Type 4: advising on securities
01 Mar 2019 - 30 Nov 2024
Yes
AH7797
CITIBANK, N.A.
Type 9: asset management
01 Mar 2019 - 30 Nov 2024
Yes
AH7797
CITIBANK, N.A.
Type 1: dealing in securities
03 May 2018 - 28 Feb 2019
No
AH7797
CITIBANK, N.A.
Type 4: advising on securities
03 May 2018 - 28 Feb 2019
No
AH7797
CITIBANK, N.A.
Type 9: asset management
03 May 2018 - 28 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.