Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, KWAN CHING
Chinese Name of Relevant Individual
許鈞程
HKMA Registration Number
AH7846
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Mar 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP AND PORTFOLIO SALES
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Mar 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP AND PORTFOLIO SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2020 - 25 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2020 - 25 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jan 2020 - 25 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2019 - 21 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2019 - 21 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2018 - 16 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2018 - 16 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, KWAN CHING
:
Chinese Name of Relevant Individual
許鈞程
:
HKMA Registration Number
AH7846
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2022
No
RELATIONSHIP AND PORTFOLIO SALES
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2022
No
RELATIONSHIP AND PORTFOLIO SALES
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7846
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 01 Mar 2022
No
AH7846
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 01 Mar 2022
No
AH7846
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jan 2020 - 25 Sep 2021
No
AH7846
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Jan 2020 - 25 Sep 2021
No
AH7846
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jan 2020 - 25 Sep 2021
No
AH7846
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Mar 2019 - 21 Sep 2019
No
AH7846
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Mar 2019 - 21 Sep 2019
No
AH7846
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
09 May 2018 - 16 Jan 2019
No
AH7846
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
09 May 2018 - 16 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.