Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WU, CHIA SHENG
Chinese Name of Relevant Individual

吳家陞
HKMA Registration Number
AH7863
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF WEALTH MANAGEMENT
Remarks
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WU, CHIA SHENG
:
Chinese Name of Relevant Individual
吳家陞
:
HKMA Registration Number
AH7863
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
25 Mar 2026
No
HEAD OF WEALTH MANAGEMENT
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
25 Mar 2026
No
HEAD OF WEALTH MANAGEMENT