Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, HAO HSIANG
Chinese Name of Relevant Individual
張皓翔
HKMA Registration Number
AH7864
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2024 - 01 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2024 - 01 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2023 - 12 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2023 - 12 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2022 - 20 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2022 - 20 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 9: asset management
Effective Period
09 May 2020 - 22 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2018 - 22 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2018 - 22 Nov 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, HAO HSIANG
:
Chinese Name of Relevant Individual
張皓翔
:
HKMA Registration Number
AH7864
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7864
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
18 May 2024 - 01 Aug 2025
No
AH7864
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
18 May 2024 - 01 Aug 2025
No
AH7864
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Nov 2023 - 12 May 2024
No
AH7864
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
07 Nov 2023 - 12 May 2024
No
AH7864
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
15 Jun 2022 - 20 Aug 2023
No
AH7864
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
15 Jun 2022 - 20 Aug 2023
No
AH7864
TAISHIN INTERNATIONAL BANK CO., LTD
Type 9: asset management
09 May 2020 - 22 Nov 2020
No
AH7864
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
11 May 2018 - 22 Nov 2020
No
AH7864
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
11 May 2018 - 22 Nov 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
