Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, WEN CHIH
Chinese Name of Relevant Individual
楊文治
HKMA Registration Number
AH7882
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2023 - 09 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2023 - 09 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2021 - 18 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2021 - 18 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2021 - 18 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2021 - 18 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2018 - 14 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
14 May 2018 - 14 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, WEN CHIH
:
Chinese Name of Relevant Individual
楊文治
:
HKMA Registration Number
AH7882
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7882
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
27 Sep 2023 - 09 Jan 2025
No
AH7882
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
27 Sep 2023 - 09 Jan 2025
No
AH7882
CITIBANK, N.A.
Type 1: dealing in securities
11 Dec 2021 - 18 Aug 2023
No
AH7882
CITIBANK, N.A.
Type 4: advising on securities
11 Dec 2021 - 18 Aug 2023
No
AH7882
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Dec 2021 - 18 Aug 2023
No
AH7882
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
11 Dec 2021 - 18 Aug 2023
No
AH7882
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
14 May 2018 - 14 Oct 2021
No
AH7882
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
14 May 2018 - 14 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.