Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KA WAI
Chinese Name of Relevant Individual
吳嘉偉
HKMA Registration Number
AH7907
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2019 - 16 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2019 - 16 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KA WAI
:
Chinese Name of Relevant Individual
吳嘉偉
:
HKMA Registration Number
AH7907
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7907
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Mar 2019 - 16 May 2019
No
AH7907
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Mar 2019 - 16 May 2019
No
AH7907
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
16 May 2018 - 31 Oct 2018
No
AH7907
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
16 May 2018 - 31 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.