Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TIMS, DAVID GORDON
Chinese Name of Relevant Individual
HKMA Registration Number
AH7948
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2019 - 31 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2019 - 31 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2019 - 19 Jul 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2019 - 19 Jul 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2018 - 20 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2018 - 20 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TIMS, DAVID GORDON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH7948
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7948
ROYAL BANK OF CANADA
Type 1: dealing in securities
20 Jul 2019 - 31 Jul 2019
No
AH7948
ROYAL BANK OF CANADA
Type 4: advising on securities
20 Jul 2019 - 31 Jul 2019
No
AH7948
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Jan 2019 - 19 Jul 2019
Yes
AH7948
ROYAL BANK OF CANADA
Type 4: advising on securities
21 Jan 2019 - 19 Jul 2019
Yes
AH7948
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 May 2018 - 20 Jan 2019
No
AH7948
ROYAL BANK OF CANADA
Type 4: advising on securities
21 May 2018 - 20 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.