Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, WANG CHIM
Chinese Name of Relevant Individual
吳泓霑
HKMA Registration Number
AH7967
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2022 - 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2022 - 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2018 - 02 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2018 - 02 Oct 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, WANG CHIM
:
Chinese Name of Relevant Individual
吳泓霑
:
HKMA Registration Number
AH7967
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7967
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Oct 2022 - 31 Jan 2026
No
AH7967
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Oct 2022 - 31 Jan 2026
No
AH7967
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 May 2018 - 02 Oct 2022
No
AH7967
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 May 2018 - 02 Oct 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.