Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
NI, CHEN
Chinese Name of Relevant Individual

倪琛
HKMA Registration Number
AH7975
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 May 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALES
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
24 May 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALES
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 May 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALES
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 May 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NI, CHEN
:
Chinese Name of Relevant Individual
倪琛
:
HKMA Registration Number
AH7975
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
24 May 2018
No
SALES
CITIBANK, N.A.
Type 4: advising on securities
24 May 2018
No
SALES
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
24 May 2018
No
SALES
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
24 May 2018
No
SALES