Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, YUEN YU
Chinese Name of Relevant Individual
曾苑俞
HKMA Registration Number
AH7987
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2019 - 28 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2019 - 28 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2018 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2018 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, YUEN YU
:
Chinese Name of Relevant Individual
曾苑俞
:
HKMA Registration Number
AH7987
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7987
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
01 May 2019 - 28 Jun 2020
No
AH7987
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
01 May 2019 - 28 Jun 2020
No
AH7987
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 May 2018 - 06 Jan 2019
No
AH7987
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 May 2018 - 06 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.