Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LATHAM, JIE WU
Chinese Name of Relevant Individual
吳劼
HKMA Registration Number
AH7989
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2018 - 01 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2018 - 01 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 May 2018 - 01 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LATHAM, JIE WU
:
Chinese Name of Relevant Individual
吳劼
:
HKMA Registration Number
AH7989
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH7989
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 May 2018 - 01 Sep 2019
No
AH7989
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 May 2018 - 01 Sep 2019
No
AH7989
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 May 2018 - 01 Sep 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.