Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BISWAS, YASH
Chinese Name of Relevant Individual
HKMA Registration Number
AH8013
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2019 - 07 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2019 - 07 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2019 - 16 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2019 - 16 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2018 - 14 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2018 - 14 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2018 - 01 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2018 - 01 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BISWAS, YASH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8013
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8013
NATWEST MARKETS PLC
Type 1: dealing in securities
04 Nov 2019 - 07 Nov 2019
No
AH8013
NATWEST MARKETS PLC
Type 4: advising on securities
04 Nov 2019 - 07 Nov 2019
No
AH8013
NATWEST MARKETS PLC
Type 1: dealing in securities
15 Apr 2019 - 16 Apr 2019
No
AH8013
NATWEST MARKETS PLC
Type 4: advising on securities
15 Apr 2019 - 16 Apr 2019
No
AH8013
NATWEST MARKETS PLC
Type 1: dealing in securities
13 Dec 2018 - 14 Dec 2018
No
AH8013
NATWEST MARKETS PLC
Type 4: advising on securities
13 Dec 2018 - 14 Dec 2018
No
AH8013
NATWEST MARKETS PLC
Type 1: dealing in securities
30 May 2018 - 01 Jun 2018
No
AH8013
NATWEST MARKETS PLC
Type 4: advising on securities
30 May 2018 - 01 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.