Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BRADLEY, MICHAEL JAMES
Chinese Name of Relevant Individual
HKMA Registration Number
AH8041
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2022 - 31 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2022 - 31 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2018 - 18 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2018 - 18 Apr 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BRADLEY, MICHAEL JAMES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8041
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8041
NATIONAL AUSTRALIA BANK LIMITED
Type 1: dealing in securities
19 Apr 2022 - 31 Mar 2024
Yes
AH8041
NATIONAL AUSTRALIA BANK LIMITED
Type 4: advising on securities
19 Apr 2022 - 31 Mar 2024
Yes
AH8041
NATIONAL AUSTRALIA BANK LIMITED
Type 1: dealing in securities
01 Jun 2018 - 18 Apr 2022
No
AH8041
NATIONAL AUSTRALIA BANK LIMITED
Type 4: advising on securities
01 Jun 2018 - 18 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.