Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JOHNSON, ADAM JAMES
Chinese Name of Relevant Individual
HKMA Registration Number
AH8046
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2020 - 26 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2020 - 26 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2018 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2018 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JOHNSON, ADAM JAMES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8046
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8046
BNP PARIBAS
Type 1: dealing in securities
07 Oct 2020 - 26 Apr 2022
No
AH8046
BNP PARIBAS
Type 4: advising on securities
07 Oct 2020 - 26 Apr 2022
No
AH8046
HSBC BANK PLC
Type 1: dealing in securities
01 Jun 2018 - 31 Oct 2019
No
AH8046
HSBC BANK PLC
Type 4: advising on securities
01 Jun 2018 - 31 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.