Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, HO SUM
Chinese Name of Relevant Individual
何昊森
HKMA Registration Number
AH8054
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2022 - 17 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2022 - 17 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2019 - 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2019 - 08 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Jun 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, HO SUM
:
Chinese Name of Relevant Individual
何昊森
:
HKMA Registration Number
AH8054
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8054
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jan 2022 - 17 Apr 2026
No
AH8054
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jan 2022 - 17 Apr 2026
No
AH8054
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Aug 2019 - 08 Jan 2022
No
AH8054
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Aug 2019 - 08 Jan 2022
No
AH8054
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Jun 2018 - 23 Nov 2018
No
AH8054
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Jun 2018 - 23 Nov 2018
No
AH8054
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Jun 2018 - 23 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.