Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ESCHER DWIVEDI, YOLANDE MONIKA
Chinese Name of Relevant Individual
HKMA Registration Number
AH8060
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2019 - 09 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2019 - 09 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 9: asset management
Effective Period
25 Apr 2019 - 09 Apr 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2018 - 24 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2018 - 24 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 9: asset management
Effective Period
01 Jun 2018 - 24 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ESCHER DWIVEDI, YOLANDE MONIKA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8060
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8060
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
25 Apr 2019 - 09 Apr 2021
Yes
AH8060
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
25 Apr 2019 - 09 Apr 2021
Yes
AH8060
BANK OF NEW YORK MELLON (THE)
Type 9: asset management
25 Apr 2019 - 09 Apr 2021
Yes
AH8060
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
01 Jun 2018 - 24 Apr 2019
No
AH8060
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
01 Jun 2018 - 24 Apr 2019
No
AH8060
BANK OF NEW YORK MELLON (THE)
Type 9: asset management
01 Jun 2018 - 24 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.