Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, CHUN PONG
Chinese Name of Relevant Individual
盧俊邦
HKMA Registration Number
AH8061
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITY ADVISORY, PRIVATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITY ADVISORY, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2024 - 12 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2024 - 12 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
15 Apr 2023 - 28 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
15 Apr 2023 - 28 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2018 - 28 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2018 - 28 Feb 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, CHUN PONG
:
Chinese Name of Relevant Individual
盧俊邦
:
HKMA Registration Number
AH8061
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Sep 2025
No
SPECIALIST, EQUITY ADVISORY, PRIVATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Sep 2025
No
SPECIALIST, EQUITY ADVISORY, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8061
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 24 Sep 2025
No
AH8061
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 24 Sep 2025
No
AH8061
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
07 May 2024 - 12 Sep 2025
No
AH8061
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
07 May 2024 - 12 Sep 2025
No
AH8061
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
15 Apr 2023 - 28 Feb 2024
No
AH8061
BANK OF CHINA INTERNATIONAL LIMITED
Type 5: advising on futures contracts
15 Apr 2023 - 28 Feb 2024
No
AH8061
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Jun 2018 - 28 Feb 2024
No
AH8061
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
01 Jun 2018 - 28 Feb 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.