Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, CHU-TING
Chinese Name of Relevant Individual
張筑婷
HKMA Registration Number
AH8071
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2025 - 05 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2025 - 05 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Dec 2021 - 09 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Dec 2021 - 09 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2020 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2020 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2019 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2019 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2018 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2018 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, CHU-TING
:
Chinese Name of Relevant Individual
張筑婷
:
HKMA Registration Number
AH8071
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8071
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
16 Oct 2025 - 05 Mar 2026
No
AH8071
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
16 Oct 2025 - 05 Mar 2026
No
AH8071
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
31 Dec 2021 - 09 May 2025
No
AH8071
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
31 Dec 2021 - 09 May 2025
No
AH8071
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
14 Aug 2020 - 31 Oct 2021
No
AH8071
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
14 Aug 2020 - 31 Oct 2021
No
AH8071
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
26 Oct 2019 - 31 Oct 2021
No
AH8071
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
26 Oct 2019 - 31 Oct 2021
No
AH8071
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Jun 2018 - 30 Sep 2019
No
AH8071
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Jun 2018 - 30 Sep 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.