Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
HON, KI TAT
Chinese Name of Relevant Individual

韓麒達
HKMA Registration Number
AH8081
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jun 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jun 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
First date of engagement
05 Jun 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HON, KI TAT
:
Chinese Name of Relevant Individual
韓麒達
:
HKMA Registration Number
AH8081
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
05 Jun 2018
No
SALESPERSON
UBS AG
Type 4: advising on securities
05 Jun 2018
No
SALESPERSON
UBS AG
Type 7: providing automated trading services
05 Jun 2018
No
SALESPERSON