Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TOH, TAT WAI
Chinese Name of Relevant Individual
HKMA Registration Number
AH8095
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2026 - 25 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2026 - 25 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2025 - 19 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2025 - 19 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2025 - 21 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2025 - 21 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2024 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2024 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2019 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2019 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2019 - 17 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TOH, TAT WAI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8095
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8095
ROYAL BANK OF CANADA
Type 1: dealing in securities
20 Apr 2026 - 25 Apr 2026
No
AH8095
ROYAL BANK OF CANADA
Type 4: advising on securities
20 Apr 2026 - 25 Apr 2026
No
AH8095
ROYAL BANK OF CANADA
Type 1: dealing in securities
15 Sep 2025 - 19 Sep 2025
No
AH8095
ROYAL BANK OF CANADA
Type 4: advising on securities
15 Sep 2025 - 19 Sep 2025
No
AH8095
ROYAL BANK OF CANADA
Type 1: dealing in securities
22 May 2025 - 23 May 2025
No
AH8095
ROYAL BANK OF CANADA
Type 4: advising on securities
22 May 2025 - 23 May 2025
No
AH8095
ROYAL BANK OF CANADA
Type 1: dealing in securities
17 Feb 2025 - 21 Feb 2025
No
AH8095
ROYAL BANK OF CANADA
Type 4: advising on securities
17 Feb 2025 - 21 Feb 2025
No
AH8095
ROYAL BANK OF CANADA
Type 1: dealing in securities
09 Sep 2024 - 20 Sep 2024
No
AH8095
ROYAL BANK OF CANADA
Type 4: advising on securities
09 Sep 2024 - 20 Sep 2024
No
AH8095
ROYAL BANK OF CANADA
Type 1: dealing in securities
25 Nov 2019 - 29 Nov 2019
No
AH8095
ROYAL BANK OF CANADA
Type 4: advising on securities
25 Nov 2019 - 29 Nov 2019
No
AH8095
ROYAL BANK OF CANADA
Type 1: dealing in securities
04 Nov 2019
No
AH8095
ROYAL BANK OF CANADA
Type 4: advising on securities
04 Nov 2019
No
AH8095
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 May 2019 - 17 May 2019
No
AH8095
ROYAL BANK OF CANADA
Type 4: advising on securities
14 May 2019 - 17 May 2019
No
AH8095
ROYAL BANK OF CANADA
Type 4: advising on securities
06 Jun 2018 - 07 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.