Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HEBATPURIA, VIKRAM
Chinese Name of Relevant Individual
HKMA Registration Number
AH8125
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2025 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2025 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Sep 2025 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2019 - 20 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2019 - 20 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 May 2019 - 20 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2018 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2018 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jun 2018 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HEBATPURIA, VIKRAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8125
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8125
UBS AG
Type 1: dealing in securities
24 Sep 2025 - 26 Sep 2025
No
AH8125
UBS AG
Type 4: advising on securities
24 Sep 2025 - 26 Sep 2025
No
AH8125
UBS AG
Type 6: advising on corporate finance
24 Sep 2025 - 26 Sep 2025
No
AH8125
UBS AG
Type 1: dealing in securities
17 May 2019 - 20 May 2019
No
AH8125
UBS AG
Type 4: advising on securities
17 May 2019 - 20 May 2019
No
AH8125
UBS AG
Type 6: advising on corporate finance
17 May 2019 - 20 May 2019
No
AH8125
UBS AG
Type 1: dealing in securities
08 Jun 2018 - 15 Jun 2018
No
AH8125
UBS AG
Type 4: advising on securities
08 Jun 2018 - 15 Jun 2018
No
AH8125
UBS AG
Type 6: advising on corporate finance
08 Jun 2018 - 15 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.