Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PANG, SIU FAI JEFFERY
Chinese Name of Relevant Individual
彭兆暉
HKMA Registration Number
AH8136
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Jun 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT MANAGEMENT, PRIVATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Jun 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT MANAGEMENT, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2020 - 06 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2020 - 06 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 02 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 02 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2018 - 02 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2018 - 02 Dec 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PANG, SIU FAI JEFFERY
:
Chinese Name of Relevant Individual
彭兆暉
:
HKMA Registration Number
AH8136
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jun 2021
No
SPECIALIST, PRODUCT MANAGEMENT, PRIVATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jun 2021
No
SPECIALIST, PRODUCT MANAGEMENT, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8136
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 23 Jun 2021
No
AH8136
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 23 Jun 2021
No
AH8136
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Feb 2020 - 06 Jun 2021
No
AH8136
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
04 Feb 2020 - 06 Jun 2021
No
AH8136
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 02 Dec 2019
No
AH8136
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 02 Dec 2019
No
AH8136
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jun 2018 - 02 Dec 2019
No
AH8136
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jun 2018 - 02 Dec 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.