Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GAO, ZHEN
Chinese Name of Relevant Individual
高震
HKMA Registration Number
AH8185
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2019 - 12 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2019 - 12 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2018 - 13 May 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2018 - 13 May 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2018 - 09 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2018 - 09 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GAO, ZHEN
:
Chinese Name of Relevant Individual
高震
:
HKMA Registration Number
AH8185
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8185
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
09 Jul 2019 - 12 Jun 2022
Yes
AH8185
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
09 Jul 2019 - 12 Jun 2022
Yes
AH8185
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
10 Sep 2018 - 13 May 2019
Yes
AH8185
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
10 Sep 2018 - 13 May 2019
Yes
AH8185
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
16 Jun 2018 - 09 Sep 2018
No
AH8185
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
16 Jun 2018 - 09 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.