Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CAO, YUNFEI
Chinese Name of Relevant Individual
曹云飛
HKMA Registration Number
AH8189
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2018 - 23 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2018 - 23 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
16 Jun 2018 - 23 Dec 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CAO, YUNFEI
:
Chinese Name of Relevant Individual
曹云飛
:
HKMA Registration Number
AH8189
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8189
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
16 Jun 2018 - 23 Dec 2021
No
AH8189
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
16 Jun 2018 - 23 Dec 2021
No
AH8189
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
16 Jun 2018 - 23 Dec 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.