Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
MAN, PIK SUM
Chinese Name of Relevant Individual

文碧心
HKMA Registration Number
AH8200
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Jun 2018
Is an Executive Officer? (Yes / No)
No
Capacity
FICC TRADING
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Jun 2018
Is an Executive Officer? (Yes / No)
No
Capacity
FICC TRADING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MAN, PIK SUM
:
Chinese Name of Relevant Individual
文碧心
:
HKMA Registration Number
AH8200
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
19 Jun 2018
No
FICC TRADING
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
19 Jun 2018
No
FICC TRADING