Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YE, LINGLING
Chinese Name of Relevant Individual
葉玲玲
HKMA Registration Number
AH8215
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2020 - 27 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2020 - 27 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2018 - 05 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2018 - 05 Apr 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YE, LINGLING
:
Chinese Name of Relevant Individual
葉玲玲
:
HKMA Registration Number
AH8215
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8215
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
20 Apr 2020 - 27 Jun 2021
No
AH8215
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
20 Apr 2020 - 27 Jun 2021
No
AH8215
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jun 2018 - 05 Apr 2020
No
AH8215
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Jun 2018 - 05 Apr 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.