Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, JOO KIAN, NICHOLAS
Chinese Name of Relevant Individual
HKMA Registration Number
AH8223
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2025 - 15 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2025 - 12 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2024 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2024 - 01 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2023 - 13 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2023 - 11 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2023 - 28 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2022 - 11 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2022 - 14 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2018 - 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, JOO KIAN, NICHOLAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8223
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8223
BNP PARIBAS
Type 1: dealing in securities
12 May 2025 - 15 May 2025
No
AH8223
BNP PARIBAS
Type 1: dealing in securities
07 Feb 2025 - 12 Feb 2025
No
AH8223
BNP PARIBAS
Type 1: dealing in securities
23 Sep 2024 - 27 Sep 2024
No
AH8223
BNP PARIBAS
Type 1: dealing in securities
08 Mar 2024
No
AH8223
BNP PARIBAS
Type 1: dealing in securities
29 Jan 2024 - 01 Feb 2024
No
AH8223
BNP PARIBAS
Type 1: dealing in securities
10 Oct 2023 - 13 Oct 2023
No
AH8223
BNP PARIBAS
Type 1: dealing in securities
08 Aug 2023 - 11 Aug 2023
No
AH8223
BNP PARIBAS
Type 1: dealing in securities
24 Apr 2023 - 28 Apr 2023
No
AH8223
BNP PARIBAS
Type 1: dealing in securities
07 Nov 2022 - 11 Nov 2022
No
AH8223
BNP PARIBAS
Type 1: dealing in securities
28 May 2022 - 14 Jun 2022
No
AH8223
BNP PARIBAS
Type 1: dealing in securities
22 Jun 2018 - 29 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.