Register of Securities Staff of AIs

Last updated on 18/06/2026
Name of Relevant Individual
KO, FUNG
Chinese Name of Relevant Individual

高鋒
HKMA Registration Number
AH8291
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
Remarks
:
Name of Relevant Individual
KO, FUNG
:
Chinese Name of Relevant Individual
高鋒
:
HKMA Registration Number
AH8291
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Oct 2025
No
SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Oct 2025
No
SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
DBS BANK LTD.
Type 1: dealing in securities
28 Oct 2025
No
SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
DBS BANK LTD.
Type 4: advising on securities
28 Oct 2025
No
SPECIALIST, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES