Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUI, WING KWAN
Chinese Name of Relevant Individual
徐穎筠
HKMA Registration Number
AH8305
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2022 - 20 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2022 - 20 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Jan 2022 - 20 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2021 - 25 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2021 - 25 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2018 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2018 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUI, WING KWAN
:
Chinese Name of Relevant Individual
徐穎筠
:
HKMA Registration Number
AH8305
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8305
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Jan 2022 - 20 May 2022
No
AH8305
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Jan 2022 - 20 May 2022
No
AH8305
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Jan 2022 - 20 May 2022
No
AH8305
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Oct 2021 - 25 Oct 2021
No
AH8305
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Oct 2021 - 25 Oct 2021
No
AH8305
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jun 2018 - 01 Aug 2019
No
AH8305
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
29 Jun 2018 - 01 Aug 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.