Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NIU, TAIRAN
Chinese Name of Relevant Individual
牛泰然
HKMA Registration Number
AH8314
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2021 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2021 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2018 - 08 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2018 - 08 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NIU, TAIRAN
:
Chinese Name of Relevant Individual
牛泰然
:
HKMA Registration Number
AH8314
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8314
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
01 Oct 2021 - 31 Dec 2021
No
AH8314
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
01 Oct 2021 - 31 Dec 2021
No
AH8314
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jun 2018 - 08 Aug 2021
No
AH8314
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Jun 2018 - 08 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.